The Emergence of Modern Day Horror from 19th Century Gothic
Exploring modern day horror films and novels, it is possible to draw a parallel
between the nineteenth-century gothic genre and contemporary horror. Such
a shift is inseparably connected with the spread of psychoanalysis created
by Sigmund Freud, Jacque Lacan and Julia Kristeva and that gradually influenced
the interpretation of early gothic romances and modern gothic horror. The
first gothic novel The Castle of Otranto by Horace Walpole dates back to 1765,
followed by Ann Radcliffe's The Italian, Mary Wollstonecraft Shelley's Frankenstein,
Robert Louis Stevenson's The Strange Case of Dr. Jekyll and Mr. Hyde and Bram
Stoker's Dracula that considerably advanced the gothic genre.
Introduction
Recently, psychoanalysis has been exposed to harsh criticism from the side
of modern scholars and philosophers. However, psychoanalysis can be successfully
applied to the investigation of the emergence of modern day horror from nineteenth-century
gothic. At the end of the eighteenth century Great Britain began to experience
various social changes that challenged the existing ideologies and evoked
human consciousness. It was in that controversial period when the gothic novel
was created, reflecting the destruction of old social identity and pursuit
of new identity. Despite the fact that gothic novels are sometimes criticised
for their too gloomy plots and settings, the gothic genre has acquired unusual
fame since the first gothic romance The Castle of Otranto written by Walpole.
Nowadays gothic is advanced and changed, but it remains one of the most important
genres of modern cinematography and literature. Such popularity can be explained
by the fact that gothic novels make attempts to analyse in depth people's
consciousness that conflicts with the existing cultural stereotypes and superstition
of the eighteenth-nineteenth centuries. On the basis of supernatural powers,
gothic writers uncover some elements of human mentality; simultaneously the
fear depicted in gothic novels reveal the negative impact of French and American
Revolutions, as well as rationality of the era of Enlightenment on people's
consciousness.
In view of such cruel and complex social reality, there is no wonder that
English literature has gradually turned from rationality to the unconscious,
to the exploration of psychological states of characters and coexistence of
good and evil in people. As a result, gothic novels appear to be the principal
source for a psychoanalytic investigation, because, according to Freud's psychoanalysis,
the evil and horror are usually inspired by people, by their powerful emotions
and illusions, but not only by miraculous phenomena. In their psychoanalytic
theories Freud, Lacan and Kristeva regard fear of uncertainty as the most
powerful human emotion; thus it is clear why horror genre continues to attract
attention of modern audience. Early gothic novels are characterised by the
portrayal of dark sides of both the world and personality that usually result
in characters' madness. Modern day horror creates a more profound analysis
of the suppression of sexual desires and interprets gothic elements with irony
or parody.
The aim of this dissertation is two-fold: 1) to analyse the emergence of modern
day horror literature and films from nineteenth-century gothic, and 2) to
utilise a psychoanalytic framework of Freud, Lacan and Kristeva to explain
this particular shift. The research is divided into chapters. Chapter 1 provides
a statement of the problem that reveals the problematic of the conducted analysis.
Chapter 2 briefly analyses historical and social contexts of the nineteenth-twentieth
centuries, paying attention to the spread of psychology and psychoanalysis.
Chapter 3 conducts a general observation of some critical works that are written
on the discussed issue. Chapter 4 points at the research methods that are
applied for the analyses. Chapter 5 investigates in depth different aspects
of gothic and modern day horror through a psychoanalytic framework, evaluating
such gothic romances as The Castle of Otranto by Horace Walpole, The Italian
by Ann Radcliffe, Jekyll and Hyde by Robert Louis Stevenson, Frankenstein
by Mary Shelley, Dracula by Bram Stoker and films of Alfred Hitchcock, as
well as some modern horror films. Chapter 6 provides a summarisation of the
received results, while Chapter 7 observes the limitations of the conducted
research, giving some suggestions for further research of gothic and modern
day horror.
Review of the literature
Freud's psychoanalytic approach is one of the major psychological approaches
for explanation of the emergence of modern day horror from nineteenth-century
gothic1, despite the fact that such critics as Erwin, Macmillan, Grunbaum
and Cioffi challenge the scientific nature of this approach and its applicability
to the analysis of horror2. Investigating psychoanalysis and horror films,
Carroll claims that "the psychoanalytic account is not comprehensive for the
genre"3. Even if Freud's psychoanalytic theory is proved unscientific, it
still provides valid explanation to the phenomenon of horror in literature
and films. As the theme of gothic and modern day horror attracts much attention
from the side of critics, many critical works are written on this issue, although
they provide rather controversial findings. According to MacAndrew, gothic
novels of the nineteenth century are closely connected with sentimental literature
of the eighteenth century that was aimed at evoking sympathy and pity in readers.
Thus, MacAndrew considers that gothic literature reflects a certain level
of psychological complexity and "gives shape to concepts of the place of evil
in the human mind"4. The researcher states that the eighteenth-nineteenth
centuries were the start of people's obsession with the analysis of the unconscious
and the inner self; as MacAndrew claims in regard to Walpole's The Castle
of Otranto, "Walpole was able to present his age's concept of human evil -
pride, hatred, violence, cruelty, incest - as part of man's psychology"5.
Analysing early gothic romances, Howard Philips Lovecraft regards Horace Walpole
as the initiator of the gothic genre, but the researcher further claims that
gothic novels are improved and complicated by such writers as Ann Radcliff
and Edgar Allan Poe who manage to create the element of 'cosmic-terror' in
their narratives6. However, the researcher Linda Bayer-Berenbaum challenges
Lovecraft's view, pointing at the fact that Walpole and Radcliffe establish
traditional elements of gothic romances in their works The Castle of Otranto
and The Italian7. Bayer-Berenbaum considers that through gothic elements of
these novels the writers uncover the unconscious in people and simultaneously
reveal social reality.
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